Switching compliance providers sounds like a pain in the backside, we know. But staying with a provider that can't (or won't) meet your needs can be so much worse. You can easily switch banks, energy providers and even your mobile phone network when something better comes along. So why not compliance?
As we launch our industry-first compliance switching service into the market for 2026, we're happy to have you here, finding out what it's all about.
We've supported hundreds of firms to outsource their compliance, paraplanning, file checks, admin, techical and creative, so we're well placed to help you assemble the suite of services you need to free up your advisers to, erm, advise!
And now, our compliance switching service could be a vital new addition to that set-up.
Alanis provides compliance support to our clients and is responsible for Quality Assurance, providing common sense advice on all areas of regulation. She also consults on regulation changes ensuring our clients are kept up to date with FCA updates and answers your technical queries. She recently undertook and passed AF7 to further deepen her knowledge in the pension transfer sector.
Anna has nearly 20 years of experience in financial services. Over the years, she’s taken on a variety of roles across different areas and products, giving her a real understanding of the challenges firms face (because she’s faced them too). Anna’s a big believer in keeping compliance clear and practical – cutting through the jargon so businesses can stay focused on what really matters: their clients.
After choosing a career in financial services straight out of university, Maddie's experience as a compliance manager helps her empathise with adviser firms and their current frustrations. With years of experience and a fresh outlook on the industry, Maddie can help firms understand the regulators current focuses and ensuring it's embedded effortlessly within their processes and culture.
Is your current compliance support still right for your firm? Use our handy checklist to review your set-up.
DOWNLOADVerve explores what could happen if compliance was seen from a completely different perspective.
DOWNLOADThe second guide in our Consumer Duty series, exploring the implementation of the new Duty.
DOWNLOAD
The first of its kind, we take on all the time, effort and cost of advice firms moving from one provider to another, ensuring there’s no break in service and no duplication of cost.
FIND OUT MORE >
Of course, if you want more ongoing support with the Duty, our compliance is here to help. From an initial audit on your Duty compliance through to recommended action and support implementing, we can help every step of the way.
FIND OUT MORE >
There's so much to love about our file checks. Positive, useful feedback. Industry leading turnaround times. Competitive pricing. All managed via our live system so you have complete transparency and oversight.
FIND OUT MORE >